Compliance Officer – Investment Management

  • Location: New York
  • Salary: Competitive
  • Job type:
  • Sector:
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We have been mandated by a prestigious investment firm in New York City to find a Compliance Manager/Officer who will lead the team of juniors and report directly to the CCO.

What the client is looking for:

– 4+ years Compliance experience in the investment management space

– Expertise in Investment Funds/Management and Compliance is required

– Good working knowledge of Code of Ethics

– Good working knowledge of the Investment Advisors Act

– J.D from a top Law school is preferred but not essential

– A vibrant, dynamic and ambitious personality

– A relentless drive for personal and professional growth

In reciprocation, they provide:

– An competitive remuneration package

– A vibrant, supportive, and collaborative working culture

– A chance to shape and develop the legal function of a growing firm

– Supervision and responsibility of a small team

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